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Disclosures / Regulatory Agreements

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Business Continuity Disclosure Policy

Folger Nolan Fleming Douglas Incorporated (“FNFD”) has designed a business continuity plan to address possible scenarios in efforts to minimize any service impact to you.

Customer Privacy Policy

This notice describes the privacy policy and the protection of personal and confidential information that is disclosed to us by any individual to whom we provide our services.

SEC - Rule 606 Reports

Disclosure of SEC
- Required Order Execution Information -
SEC Rule 606.